Permanent Jobs

Compliance Assistant
West Malling
£18000 - £23000 per annum + Benefits
32-40 hours
Employment type:

Contact details


Nicola Roberts

Job Details

Updated: Wed, Jul 04, 2018 1:36 PM

Compliance Assistant

Main Purpose of Job Role:
The Compliance Assistant will assist the Manager in assessing, advising, monitoring and reporting across the business with a view to establishing, implementing and maintaining a robust and effective compliance framework through the creation of appropriate policies and procedures.

This is a fantastic opportunity for you to show the company your expertise in audit and compliance and demonstrate your passion for continuous improvement.

Key Responsibilities:
-Auditing underwriting files to ensure compliance with FCA regulations and company policies
-Keeping abreast of any regulatory changes that could impact the business
-Gathering information for the monthly MI, enhancing effectiveness where necessary
-Supporting with the provision of research, advice, guidance on legal and regulatory issues affecting the business.
-Assisting with the monitoring and reporting of all compliance risks and implementation of key compliance policies and procedures across the business.
-Supporting with the provision of guidance and support to staff in all matters relating to compliance regulation and promoting good practice.
-Issuing agreements to new clients.
-Assisting with the setting up monitoring audits, providing advice and signing off financial promotions.

Knowledge, Skills and Experience:
-Qualified to A-Level standard or Degree level or equivalent
-2 years’ experience in the legal, insurance or financial sector, within a compliance remit
-Strong analytical skills
-Excellent Microsoft word and excel
-Strong communication skills, both written and verbal
-A high level of attention to detail is essential to this position
-Integrity – maintaining consistently high standards of work, loyalty, honesty and commitment

At KHR we take care to ensure that you are represented as well as possible so it is worth checking your CV for layout, spelling and grammar as well as making sure it is up to date before you submit. If you feel you need to highlight particular qualifications, skills or relevant experience with regards to a specific role then please add a cover letter or a preface page. This does not need to be formatted in the same manner. In addition, if your CV is heavy with graphics etc, please could you also submit a “clean” copy in Word. Thank you.

KH Recruitment Ltd is acting as an Employment Agency in relation to this vacancy. KHR – Recruitment Specialists is a trading name of KH Recruitment Ltd Keep in touch with us online for job alerts, industry updates and market…

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